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Current Employers
Prosperity - An Eisneramper Company

10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2024-08-07
  • NC RA
    APPROVED
    Since 2024-08-07

Branch Locations

10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117 • United States

1500 Sunday Drive Suite 300, Raleigh, NC 27607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hughes, Pittman & Gupton Llp Raleigh NC 09/2003 02/2024
1St Global Capital Corp. Raleigh NC 11/2010 10/2019
1St Global Advisors, Inc. Raleigh NC 11/2010 10/2019
Avantax Advisory Services Raleigh NC 10/2019 08/2024
Avantax Investment Services, Inc. Raleigh NC 10/2019 08/2024
Eisneramper Raleigh NC 02/2024 Present
Hpg Wealthcare Advisors, Llc Raleigh NC 09/2010 08/2024
Prosperity - An Eisneramper Company Raleigh NC 08/2024 Present
  • 09/2003 → 02/2024
    Hughes, Pittman & Gupton Llp
    Raleigh, NC
  • 11/2010 → 10/2019
    1St Global Capital Corp.
    Raleigh, NC
  • 11/2010 → 10/2019
    1St Global Advisors, Inc.
    Raleigh, NC
  • 10/2019 → 08/2024
    Avantax Advisory Services
    Raleigh, NC
  • 10/2019 → 08/2024
    Avantax Investment Services, Inc.
    Raleigh, NC
  • 02/2024 → Present
    Eisneramper
    Raleigh, NC
  • 09/2010 → 08/2024
    Hpg Wealthcare Advisors, Llc
    Raleigh, NC
  • 08/2024 → Present
    Raleigh, NC
Previous Registrations
  • 2019-10-25 → 2024-08-19
    Avantax Advisory Services
    Raleigh, NC
  • 2011-07-26 → 2019-10-25
    1St Global Advisors Inc
    Raleigh, NC
Other Businesses

1) VACATION RENTAL; POSITION: Owner NATURE: Rental of 2nd home (townhouse). INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2017 ADDRESS: N/A Rental real estate, United States; DESCRIPTION: The townhouse will be managed by a 3rd party vacation rental company. The management company handles all rentals, maintenance, accounting and interactions with the renters. My responsibilities include that of owner for improvements, insurances and maintenance outside of rental season. 2) VACATION RENTAL; POSITION: Owner NATURE: Vacation Rental - owners include spouse, brother in-law and his wife. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/19/2022; ADDRESS: 1500 Sunday Drive, Suite 300, Raleigh NC 27607, United States; DESCRIPTION: The townhouse will be managed by a 3rd party vacation rental company. The management company handles all rentals, maintenance, accounting and interactions with the renters. My/our responsibilities include that of owners for improvements, insurances and maintenance outside of rental season. 3) FIXED INSURANCE AND ANNUITY SALES; POSITION: Insurance Agent NATURE: Fixed annuity and insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/2024; 1500 Sunday Drive, Suite 300, Raleigh NC 27607 4) EISNERAMPER POSITION: Partner NATURE: Tax and Accounting INVESTMENT RELATED: Yes NUMBER OF HOURS: 125 SECURITIES TRADING HOURS: 125 START DATE: 02/01/2024 ADDRESS: 1500 Sunday Drive, Suite 300, Raleigh NC 27607, United States DESCRIPTION: Tax and Accounting

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-07-25
  • S66 Uniform Combined State Law Examination
    2011-07-25

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