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10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-08-07 |
Branch Locations
10065 Red Run Boulevard Suite 200, Owings Mills, MD 21117 • United States
1500 Sunday Drive Suite 300, Raleigh, NC 27607 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hughes, Pittman & Gupton Llp | Raleigh | NC | 09/2003 | 02/2024 |
| 1St Global Capital Corp. | Raleigh | NC | 11/2010 | 10/2019 |
| 1St Global Advisors, Inc. | Raleigh | NC | 11/2010 | 10/2019 |
| Avantax Advisory Services | Raleigh | NC | 10/2019 | 08/2024 |
| Avantax Investment Services, Inc. | Raleigh | NC | 10/2019 | 08/2024 |
| Eisneramper | Raleigh | NC | 02/2024 | Present |
| Hpg Wealthcare Advisors, Llc | Raleigh | NC | 09/2010 | 08/2024 |
| Prosperity - An Eisneramper Company | Raleigh | NC | 08/2024 | Present |
1) VACATION RENTAL; POSITION: Owner NATURE: Rental of 2nd home (townhouse). INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2017 ADDRESS: N/A Rental real estate, United States; DESCRIPTION: The townhouse will be managed by a 3rd party vacation rental company. The management company handles all rentals, maintenance, accounting and interactions with the renters. My responsibilities include that of owner for improvements, insurances and maintenance outside of rental season. 2) VACATION RENTAL; POSITION: Owner NATURE: Vacation Rental - owners include spouse, brother in-law and his wife. INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/19/2022; ADDRESS: 1500 Sunday Drive, Suite 300, Raleigh NC 27607, United States; DESCRIPTION: The townhouse will be managed by a 3rd party vacation rental company. The management company handles all rentals, maintenance, accounting and interactions with the renters. My/our responsibilities include that of owners for improvements, insurances and maintenance outside of rental season. 3) FIXED INSURANCE AND ANNUITY SALES; POSITION: Insurance Agent NATURE: Fixed annuity and insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/2024; 1500 Sunday Drive, Suite 300, Raleigh NC 27607 4) EISNERAMPER POSITION: Partner NATURE: Tax and Accounting INVESTMENT RELATED: Yes NUMBER OF HOURS: 125 SECURITIES TRADING HOURS: 125 START DATE: 02/01/2024 ADDRESS: 1500 Sunday Drive, Suite 300, Raleigh NC 27607, United States DESCRIPTION: Tax and Accounting
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-07-25 |
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