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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-09-04 |
| TX | RA | APPROVED | 2020-09-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Rancho Mirage | CA | 08/2015 | 09/2019 |
| U.S. Bank | Palm Desert | CA | 09/2019 | 08/2020 |
| U.S. Bancorp Investments, Inc. | Palm Desert | CA | 08/2019 | 09/2020 |
| Jp Morgan Chase Bank, N.A. | Palm Springs | CA | 08/2020 | Present |
| Jp Morgan Securities, Llc | Palm Springs | CA | 08/2020 | Present |
| The Wealth Consulting Group | Rancho Mirage | CA | 09/2015 | 08/2019 |
| Williams Tool And Manufacturing | Harbor | WA | 12/2022 | Present |
Entity Name: Williams Tool and Manufacturing Investment related: No "Address: 1067 Kiya Way Friday Harbor WA 98250" Nature of the other business: Manufacturing Position/Title/Relationship: Owner/Partner Start Date: 12/31/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 "Briefly describe your duties: Nature of the business is Tool and Dye, we manufacture parts that are used in gauges of airplanes. This is a small family business that is being transferred from my father to me and my brothers. My role is: Administrative assistant Parts assembly Shipping "
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-09-30 |
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