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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2010-08-30
  • FL RA
    APPROVED
    Since 2010-08-30

Branch Locations

70 S. Keller Road, Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Orlando FL 04/2010 Present
Previous Registrations
Other Businesses

Short Term Rental Property | Investment Related: No | 3801 S Atlantic Avenue Unit 122; New Smyrna Beach; FL; 32169; USA | Real Estate (Non-Agent/Broker) | Owner | Start date: 2023-01-23 | Hours Per Month: Varies | Hours Spent during Security Trading: 0 | We purchased a condo and plan to rent it out as a short-term rental when we are not staying there.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-07-07
  • S66 Uniform Combined State Law Examination
    2006-07-07

View on SEC IAPD

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