Jonathan Calvert Smith

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2016-06-03
TX	RA	APPROVED	2016-06-03

RI RA
APPROVED

Since 2016-06-03
TX RA
APPROVED

Since 2016-06-03

Branch Locations

1481 Wampanoag Trl, East Providence, RI 02915 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors Financial Network, Llc	East Providence	RI	06/2016	Present

06/2016 → Present

Wells Fargo Advisors Financial Network, Llc

East Providence, RI

Previous Registrations

2011-01-07 → 2016-06-03

Wells Fargo Clearing Services, Llc

Providence, RI

Other Businesses

TRUSTEE FOR FINET PRACTICE 401K PLANS FBO ASSOCIATES; INV. RELATED; EAST PROVIDENCE, RI; START DATE 1/1/2017; 1 HR PER MONTH; 0 HRS DURING TRADING. TRUSTEE FOR FINET PRACTICE 401K/DBP; INV. RELATED; EAST PROVIDENCE, RI; START DATE 1/1/2017; 1 HR PER MONTH; 0 HRS DURING TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-01-06

S66 Uniform Combined State Law Examination

2011-01-06

View on SEC IAPD

Current Employers

Wells Fargo Advisors Financial Network, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews