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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-08-06 |
Branch Locations
2441 Warrenville Road Suite 300, Lisle, IL 60532 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Santa Monica | CA | 05/2012 | 12/2018 |
| Mml Investors Services, Llc | Santa Monica | CA | 06/2012 | 12/2018 |
| Guardian Life Insurance Company | Santa Monica | CA | 12/2018 | 08/2019 |
| Park Avenue Securities | Santa Monica | CA | 12/2018 | 08/2019 |
| Signature Resources Capital Management Llc | Irvine | CA | 08/2019 | 08/2023 |
| Mass Mutual Life Insurance Company | Irvine | CA | 08/2019 | 07/2021 |
| Mml Investors Services Llc | Lisle | IL | 08/2021 | Present |
| Massmutual Life Insurance Co | Lisle | IL | 08/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2006-12-01 |
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