Tracee Alane Adams

Current Employers

Employment History

• 10/2013 → 09/2017
  Morgan Stanley
  Wichita, KS
• 01/2015 → 09/2017
  Morgan Stanley Private Bank, National Association
  New York, NY
• 09/2017 → 01/2018
  Unemployed
  Wichita, KS
• 01/2018 → Present
  American Independent Securities Group
  Eagle, ID

Previous Registrations

• 2014-01-25 → 2017-10-06
  Morgan Stanley
  Wichita, KS
  Wichita, KS
  Wichita, KS

Other Businesses

1.Brandon Johnson for Council: Treasurer: 06/2015: 3 hours 2. Life & Health Insurance. Independent Insurance Agent. DBA Hawthorn Capital, LLC. P.O. Box 782722 Wichita, KS. Not investment related. 1 hr/week, not during trading hours. 3. YMCA community development board. Community development. Not investment related. 1 hr/month, not during trading hours. 4. Wichita Police & Fire retirement board. Member of board. 1 hr/month, not during trading hours. 5. Junior Achievement of Kansas - Wichita; P.O. Box 780683 Wichita, KS 67278. Board of Trustee. Charity or Non-Profit Organization. Not investment related. Start 3/15/2018. 0 hr/month, not during trading hours. 6. Certified Financial Educator Instructor. 1515 Goebel Circle S Wichita, KS. Consulting Service. Not investment related. Start 3/15/2018. 0 hr/month, not during trading hours. 7. Wichita State University Board of Trustees, on the Board of Directors, 1845 Fairmount Wichita Kansas 67260. Not Investment Related. Start 7/12/21. 1 - 20% time spent during non-trading hours. Not compensated for this position. 8. Kansas Health Foundation, Non-Profit, Audit Committee member, 309 E. Douglas, Wichita, KS 67202. 7/1/22. 1 - 20% time spent during non-trading hours. 9. President AARP of Kansas. nonProfit, volunteer 3 hrs/mo with 0 during securities trading hours, 6220 SW 29th Street | Suite 300 | Topeka, KS 66614 10. Wichita Regional Chamber of Commerce, Charity/Non-Profit, 350 W Douglas Ave, Wichita, KS 67202, Director or Partner; Trustee, 3/15/2018, 3 hrs/mo and during securities trading hours, Serve as a member of the governing body to provide high level vision for the organization. The board reviews and approves financials, vision and membership goals for he organization. 11. Junior League of Wichita, 6402 E 12th St N, Wichita, KS 67206, United States, Director at large, the office serves on ad hoc projects as requested by the president., 7/1/2022, 12/ mo with 0 during securities trading hours. 12. FINRA Arbitrator,1/1/2018, Serve as a finra arbitrator in finra cases. compensated - on a case by case basis, 13. Wichita Rotary Charitable fund Board, President, 100 N. Main St. #1003,. Wichita ks. 67202, 7/27/2022, Approving funding request to various local non profits response to RFG request. ??Approving funding to Wichita Rotary initiatives. ??Hearing monthly reports from the financial advisors managing the fund endowment. Please note: I do not have trading authority on the account. It is securities related because we approve the financial advisor of the fund when a RFP for an advisor is issued. 2 hrs/mo during securities hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-01-24
• S63 Uniform Securities Agent State Law Examination
  2012-05-03

Other Names

• Tracee Alane Holman