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Paula A Diaz

Ameriprise Financial Services, LLC

Orlando, FL

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-07-10
  • FL RA
    APPROVED
    Since 2024-07-10

Branch Locations

300 S Orange Ave Ste 750, Orlando, FL 32801-3347 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Orlando FL 08/1991 03/2020
Ameriprise Financial Services, Llc Orlando FL 03/2020 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-05-10
  • S66 Uniform Combined State Law Examination
    2024-05-10

View on SEC IAPD

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