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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-01-02
  • MA RA
    APPROVED
    Since 2025-01-02

Branch Locations

500 Edgewater Drive Suite 595, Wakefield, MA 01880 • United States

Norwell, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Norwell MA 08/2010 Present
Pruco Securities, Llc. Norwell MA 08/2010 11/2024
Lpl Enterprise, Llc Norwell MA 11/2024 Present
Previous Registrations
  • 2015-02-11 → 2024-11-20
    Dover, NH
    Needham, MA
    Warwick, RI
    Needham, MA
    Norwell, MA
    Norwell, MA
    Norwell, MA
    Wakefield, MA
    Newark, NJ
Other Businesses

1) 08/28/2024 - Connor Curran - I sell fixed annuities - Non-Variable Insurance - Inv Related - At Wakefield, MA - Start Date 05/01/2023 - 0hrs/mth - 0hrs/mth During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-24
S63 Uniform Securities Agent State Law Examination 2010-12-13
  • S65 Uniform Investment Adviser Law Examination
    2014-10-24
  • S63 Uniform Securities Agent State Law Examination
    2010-12-13
Other Names
  • Connor Curran

View on SEC IAPD

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