David Wade Tomberlin

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → 09/2018
  T. Rowe Price Investment Services, Inc.
  Tampa, FL
• 09/2018 → Present
  Raymond James & Associates, Inc.
  St Petersburg, FL

Previous Registrations

• 2013-11-13 → 2018-09-06
  T. Rowe Price Advisory Services, Inc.
  Tampa, FL

Other Businesses

Name of Business : JDRF Address: Riverview, FL Nature of the Business: Other (unpaid) Position/Title: Other (unpaid) Investment Related: No Start Date: 08/06/2019 Hours per month devoted to this business: 20 Hours per month devoted to this business during trading hours: 0 Description of duties: JDRF Tampa Bay Chapter Walk Committee and JDRF Gala Logistics Chair

Exams

• S66 Uniform Combined State Law Examination
  2013-10-14
• S63 Uniform Securities Agent State Law Examination
  2012-07-10