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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2006-10-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Carmel | CA | 08/2006 | Present |
| Bank Of America, Na | Carmel | CA | 09/2009 | Present |
I*3156264 Entity Type: N/A Name of OBA: A S K Address: Beverly Hills, Michigan, 48025 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 08/01/2025 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: Power of Attorney for Parents I*3156265 Entity Type: N.A Name of OBA: W B Trust, A S K Trust Address: Beverly Hills, Michigan, 48025 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 08/01/2025 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: Co-Trustee for Parents
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-27 |
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