Thomas Kosei Yamasaki

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → 11/2016
  Wells Fargo Advisors Llc
  San Leandro, CA
• 03/1991 → Present
  Wells Fargo Bank, N.A.
  San Leandro, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  San Leandro, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-12-08
• S63 Uniform Securities Agent State Law Examination
  2010-12-09

Other Names

• Thomas K Yamasaki
• Tom Yamasaki