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Current Employers
Steward Partners Investment Advisory, Llc

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2020-07-10
TX RA APPROVED 2017-07-26
  • VA RA
    APPROVED
    Since 2020-07-10
  • TX RA
    APPROVED
    Since 2017-07-26

Branch Locations

1800 Tysons Blvd. Suite 360, Mclean, VA 22102 • United States

400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Mclean VA 10/2010 11/2016
Wells Fargo Clearing Services, Llc Mclean VA 11/2016 06/2017
Raymond James Financial Services, Inc. Washington DC 06/2017 05/2022
Steward Partners Investment Advisory, Llc Mclean VA 06/2017 Present
Steward Partners Global Advisory Mclean VA 06/2017 Present
Steward Partners Investment Solutions, Llc Mclean VA 05/2022 Present
  • 10/2010 → 11/2016
    Wells Fargo Advisors Llc
    Mclean, VA
  • 11/2016 → 06/2017
    Mclean, VA
  • 06/2017 → 05/2022
    Raymond James Financial Services, Inc.
    Washington, DC
  • 06/2017 → Present
    Mclean, VA
  • 06/2017 → Present
    Steward Partners Global Advisory
    Mclean, VA
  • 05/2022 → Present
    Steward Partners Investment Solutions, Llc
    Mclean, VA
Previous Registrations
Other Businesses

(1)Name of Business: Lauren Staadeker Individual 401(k) Plan Address: 1800 Tysons Blvd Ste 360, Mc Lean, VA, United States Activity Type: Control Person Position/Title: Trustee Investment Related: No Start Date: 08/30/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am named as co-trustee of the 401K plan trust. (2)Name of Business: NOVA Retirement Strategies @ Steward Partners Address: 1800 Tysons Blvd, Ste 360, McLean, VA, 22102, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 03/03/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial advisor operating under team name. (3)Name of Business: Steward Partners Global Advisory Address: 1800 Tysons Blvd Ste 360, McLean, VA, 22102, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: No Start Date: 10/02/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Install insurance products listed (4)Name of Business: Steward Partners Investment Advisory LLC Address: 1800 Tysons Blvd Ste 360, Mc Lean, VA, United States Activity Type: Independent RIA Position/Title: Other Investment Related: No Start Date: 07/25/2017 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41-80 Description of duties: Financial Advisor (5)Name of Business: The Staadeker Wealth Management Group Address: 1800 Tysons Blvd Ste 360, Mc Lean, VA, United States Activity Type: Support Company - Non Owner Position/Title: Investment Related: No Start Date: 06/15/2017 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Co-lead Financial advisor on the team.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-23
  • S66 Uniform Combined State Law Examination
    2010-12-23
Designations

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