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400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2020-07-10 |
| TX | RA | APPROVED | 2017-07-26 |
Branch Locations
1800 Tysons Blvd. Suite 360, Mclean, VA 22102 • United States
400 Atlantic Street Floor 10, Suite 1020, Stamford, CT 06901-3512 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Mclean | VA | 10/2010 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mclean | VA | 11/2016 | 06/2017 |
| Raymond James Financial Services, Inc. | Washington | DC | 06/2017 | 05/2022 |
| Steward Partners Investment Advisory, Llc | Mclean | VA | 06/2017 | Present |
| Steward Partners Global Advisory | Mclean | VA | 06/2017 | Present |
| Steward Partners Investment Solutions, Llc | Mclean | VA | 05/2022 | Present |
(1)Name of Business: Lauren Staadeker Individual 401(k) Plan Address: 1800 Tysons Blvd Ste 360, Mc Lean, VA, United States Activity Type: Control Person Position/Title: Trustee Investment Related: No Start Date: 08/30/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am named as co-trustee of the 401K plan trust. (2)Name of Business: NOVA Retirement Strategies @ Steward Partners Address: 1800 Tysons Blvd, Ste 360, McLean, VA, 22102, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 03/03/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial advisor operating under team name. (3)Name of Business: Steward Partners Global Advisory Address: 1800 Tysons Blvd Ste 360, McLean, VA, 22102, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: No Start Date: 10/02/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Install insurance products listed (4)Name of Business: Steward Partners Investment Advisory LLC Address: 1800 Tysons Blvd Ste 360, Mc Lean, VA, United States Activity Type: Independent RIA Position/Title: Other Investment Related: No Start Date: 07/25/2017 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 41-80 Description of duties: Financial Advisor (5)Name of Business: The Staadeker Wealth Management Group Address: 1800 Tysons Blvd Ste 360, Mc Lean, VA, United States Activity Type: Support Company - Non Owner Position/Title: Investment Related: No Start Date: 06/15/2017 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Co-lead Financial advisor on the team.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-23 |
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