Michael Albert Kosup

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 11/2016
  Wells Fargo Advisors
  Morristown, NJ
• 11/2016 → 03/2022
  Wells Fargo Clearing Services, Llc
  Morristown, NJ
• 03/2022 → Present
  Raymond James Associates
  Morristown, NJ

Previous Registrations

• 2015-11-16 → 2022-03-14
  Wells Fargo Clearing Services, Llc
  Morristown, NJ
  St. Louis, MO
  Morristown, NJ
• 2011-04-14 → 2015-10-29
  Morgan Stanley
  Morristown, NJ
  New York, NY
• 2009-03-13 → 2009-08-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Pennington, NJ
  New York, NY

Other Businesses

(1) Name of Business: Address: 336 Hickman Street, Rehoboth Beach, DE, 19971, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 07/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Rental real estate owned by my wife and I. We own and care for our property owned in individual name as a second home/rental property.

Exams

• S66 Uniform Combined State Law Examination
  2009-03-11
• S63 Uniform Securities Agent State Law Examination
  2007-02-13

Other Names

• Michael Kosup
• Mike Kosup
• Michael Albert Kosup