Edgar De Luna

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2007 → 08/2021
  Jpmorgan Chase Bank
  Corte Madera, CA
• 10/2012 → 08/2021
  J.P. Morgan Securities Llc
  Corte Madera, CA
• 08/2021 → 12/2024
  Wells Fargo Clearing Services, Llc
  San Anselmo, CA
• 08/2021 → 12/2024
  Wells Fargo Bank, Na
  San Anselmo, CA
• 12/2024 → Present
  Bmo Harris Bank
  Novato, CA
• 12/2024 → Present
  Lpl Financial Llc
  Novato, CA

Previous Registrations

• 2021-11-02 → 2024-12-23
  Wells Fargo Clearing Services, Llc
  Corte Madera, CA
  San Anselmo, CA
  Santa Rosa, CA

Other Businesses

1)11/27/2024 - BMO Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)11/27/2024 - BMO HARRIS BANK - Financial Institution Duty - Inv Rel - At Reported Business Location(s) - Start: 12/2024 - 160 Hr/Mth 3)11/27/2024 - De Luna Orchards - Almond Orchard - Non-Inv Rel - Orland, CA - Start: 01/2021

Exams

• S66 Uniform Combined State Law Examination
  2021-11-01
• S63 Uniform Securities Agent State Law Examination
  2010-11-17

Other Names

• Edgar De Luna
• Edgar De Luna Gonzalez
• Edgar De Luna
• Edgar De Luna Gonzalez