Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-12-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank | Corte Madera | CA | 10/2007 | 08/2021 |
| J.P. Morgan Securities Llc | Corte Madera | CA | 10/2012 | 08/2021 |
| Wells Fargo Clearing Services, Llc | San Anselmo | CA | 08/2021 | 12/2024 |
| Wells Fargo Bank, Na | San Anselmo | CA | 08/2021 | 12/2024 |
| Bmo Harris Bank | Novato | CA | 12/2024 | Present |
| Lpl Financial Llc | Novato | CA | 12/2024 | Present |
1)11/27/2024 - BMO Investment Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)11/27/2024 - BMO HARRIS BANK - Financial Institution Duty - Inv Rel - At Reported Business Location(s) - Start: 12/2024 - 160 Hr/Mth 3)11/27/2024 - De Luna Orchards - Almond Orchard - Non-Inv Rel - Orland, CA - Start: 01/2021
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-17 |
Reach out to this advisor