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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2010-12-23 |
Branch Locations
8830 Stanford Blvd 3Rd Fl [M2-Rbo], Columbia, MD 21045 • United States
2847 Smith Ave, Baltimore, MD 21209 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Baltimore | MD | 03/2011 | 11/2016 |
| Wachovia Bank, N.A. | Baltimore | MD | 03/2011 | Present |
| Wells Fargo Clearing Services, Llc | Baltimore | MD | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-12-22 |
| S63 | Uniform Securities Agent State Law Examination | 2010-12-09 |
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