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Current Employers
International Assets Investment Management, Llc

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-21
  • CA RA
    APPROVED
    Since 2026-05-21

Branch Locations

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

1408 Live Oak Blvd Ste B, Yuba City, CA 95991 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
International Assets Advisory, Llc Yuba City CA 05/2026 Present
International Assets Investment Management, Llc Yuba City CA 05/2026 Present
Mechanics Bank Yuba City CA 12/2013 06/2024
Edward Jones St. Louis MO 06/2024 04/2026
Previous Registrations
  • 2024-11-15 → 2026-04-30
    Yuba City, CA
    Yuba City, CA
    St Louis, MO
Other Businesses

1) INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC - 111 N ORANGE AVE, STE 1000, ORLANDO, FL 32608 - AFFILIATED RIA, INVESTMENT ADVISOR REPRESENTATIVE - FEE BASED 2) SUTTER BUTTES WEALTH MANAGEMENT, LLC - 1408 LIVE OAK BLVD, YUBA CITY, CA 95993 - DBA FOR INVESTMENT BUSINESS, FINANCIAL ADVISOR SINCE 05/2026 - FEE BASED AND COMMISSION BUSINESS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-05
S63 Uniform Securities Agent State Law Examination 2012-07-06
  • S66 Uniform Combined State Law Examination
    2024-11-05
  • S63 Uniform Securities Agent State Law Examination
    2012-07-06
Other Names
  • Sunil S Tumber
  • Sunil Singh Tumber

View on SEC IAPD

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