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10809 Executive Center Drive Suite 310, Little Rock, AR 72211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-28 |
| AR | RA | APPROVED | 2025-01-02 |
Branch Locations
10809 Executive Center Drive Suite 310, Little Rock, AR 72211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Farmers Bank And Trust | Magnolia | AR | 03/2014 | 02/2023 |
| Lpl Financial Llc | Magnolia | AR | 06/2014 | 01/2023 |
| Meridian Investment Advisors | Little Rock | AR | 02/2023 | 12/2024 |
| Caprock Wealth Management Llc | Little Rock | AR | 12/2024 | Present |
| Magnolia Banking Corporation | Magnolia | AR | 03/2015 | Present |
| Bes Enterprises | Little Rock | AR | 01/2006 | Present |
BES ENTERPRISES - INVESTMENT RELATED (YES) - 2816 N. FILLMORE ST, Little Rock, AR 72207 - Real Estate - No hours dedicated during trade hours-Duties include the management of timberland that includes the harvesting & selling of timber, leasing the land, and other miscellaneous items. This is primarily handled by a third-party forester - Start date -1/3/2006 - Present Magnolia Banking Corporation - Investment Related (YES) - 222 S. Pine, Magnolia, AR 71753 - Banking - Director - Approximate 1 hour during trading hours on quarterly scheduled meeting - Duties include Strategic planning, Financial oversight, Risk management, Board evaluation, Mergers and acquisitions, Share repurchase programs, Declaring Dividends - Start Date 03/01/2015 - Present
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-05-15 |
| S63 | Uniform Securities Agent State Law Examination | 2011-06-10 |
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