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2150 Post Road Suite 301, Fairfield, CT 06824 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-12-11 |
| NJ | RA | APPROVED | 2024-05-02 |
| TX | RA | APPROVED_RES | 2024-04-30 |
| MA | RA | APPROVED | 2023-07-14 |
| NC | RA | APPROVED | 2023-06-14 |
| FL | RA | APPROVED | 2019-06-04 |
| CT | RA | APPROVED | 2019-01-31 |
Branch Locations
2150 Post Road Suite 301, Fairfield, CT 06824 • United States
2700 N Military Trail Suite 400, Boca Raton, FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Herbert J. Sims | Boca Raton | FL | 11/2010 | Present |
| Herbert J. Sims Capital Management | Boca Raton | FL | 01/2019 | Present |
Clifford Edelmann is an investment adviser representative of HJ Sims Capital Management ("HJSCM"), a SEC registered investment advisor and wholly owned subsidiary of HJ Sims Co., Inc. HJSCM primarily provides customized investment management services to high-net-worth individuals and associated trusts, estates, pension and profit-sharing plans, and other legal entities. Clifford Edelmann began his association with HJSCM in January 2019 and devotes approximately 5% of his time to HJSCM; however, Mr. Edelmann's primary business is providing brokerage services through the broker-dealer.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-03 |
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