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10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| HI | RA | APPROVED | 2025-10-24 |
| NM | RA | APPROVED | 2025-03-21 |
| DC | RA | APPROVED | 2024-06-18 |
| AL | RA | APPROVED | 2024-03-20 |
| AR | RA | APPROVED | 2024-02-07 |
| IL | RA | APPROVED | 2023-01-09 |
| NJ | RA | APPROVED | 2022-11-14 |
| VA | RA | APPROVED | 2022-11-09 |
| MO | RA | APPROVED | 2022-10-06 |
| OK | RA | APPROVED | 2022-10-05 |
| SC | RA | APPROVED | 2022-08-11 |
| LA | RA | APPROVED | 2021-09-21 |
| CT | RA | APPROVED | 2021-05-12 |
| NY | RA | APPROVED | 2021-04-16 |
| AZ | RA | APPROVED | 2020-10-19 |
| OR | RA | APPROVED | 2020-08-20 |
| UT | RA | APPROVED | 2020-05-13 |
| GA | RA | APPROVED | 2020-04-14 |
| IA | RA | APPROVED | 2020-01-06 |
| WV | RA | APPROVED | 2019-11-27 |
| AK | RA | APPROVED | 2019-09-26 |
| FL | RA | APPROVED | 2019-04-16 |
| PA | RA | APPROVED | 2019-03-25 |
| NV | RA | APPROVED | 2019-03-14 |
| WI | RA | APPROVED | 2018-03-22 |
| NE | RA | APPROVED | 2017-10-04 |
| CA | RA | APPROVED | 2017-05-22 |
| MD | RA | APPROVED | 2016-09-20 |
| KY | RA | APPROVED | 2016-09-19 |
| TX | RA | APPROVED_RES | 2016-01-21 |
| OH | RA | APPROVED | 2015-10-08 |
| IN | RA | APPROVED | 2015-09-14 |
| ID | RA | APPROVED | 2015-09-11 |
| ND | RA | APPROVED | 2015-03-09 |
| MT | RA | APPROVED | 2015-01-02 |
| KS | RA | APPROVED | 2014-11-13 |
| MN | RA | APPROVED | 2014-10-01 |
| NC | RA | APPROVED | 2014-09-29 |
| WA | RA | APPROVED | 2014-09-29 |
| ME | RA | APPROVED | 2014-03-26 |
| MA | RA | APPROVED | 2014-02-19 |
| NH | RA | APPROVED | 2014-01-22 |
| VT | RA | APPROVED | 2013-03-12 |
| CO | RA | APPROVED | 2013-02-27 |
| MI | RA | APPROVED | 2013-02-27 |
Branch Locations
5080 North 40Th St. Suite 400, Phoenix, AZ 85018 • United States
109 E. Bell Street, Sequim, WA 98382 • United States
Whitefish, MT • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | Bellevue | WA | 06/2026 | 08/2026 |
| Park Avenue Securities | Bellevue | WA | 06/2026 | 08/2026 |
| Guardian | Bothell | WA | 09/2014 | 11/2016 |
| Park Avenue Securities | Bothell | WA | 09/2014 | 11/2016 |
| Guardian Life Insurance | Portsmouth | NH | 12/2016 | 04/2019 |
| Park Avenue Securities | Portsmouth | NH | 12/2016 | 04/2019 |
| Guardian Life Insurance Company | Middleton | MA | 04/2019 | 05/2019 |
| Park Avenue Securities | Middleton | MA | 04/2019 | 05/2019 |
| Guardian Life Insurance | Kirkland | WA | 05/2019 | 10/2021 |
| Park Avenue Securities | Kirkland | WA | 05/2019 | 10/2021 |
| Guardian Life Insurance Company | Bothell | WA | 10/2021 | 06/2024 |
| Park Avenue Securities | Bothell | WA | 10/2021 | 06/2024 |
| Guardian Life Insurance Company | Tacoma | WA | 06/2024 | 06/2026 |
| Park Avenue Securities | Tacoma | WA | 06/2024 | 06/2026 |
| Guardian Life Insurance Company | Whitefish | MT | 06/2024 | Present |
| Park Avenue Securities | Whitefish | MT | 06/2024 | Present |
| Guardian Life Insurance Company | Portland | OR | 06/2024 | 01/2025 |
| Park Avenue Securities | Portland | OR | 06/2024 | 01/2025 |
| Guardian Life Insurance Company | Bellevue | WA | 01/2025 | 12/2025 |
| Park Avenue Securities | Bellevue | WA | 01/2025 | 12/2025 |
| Guardian Life Insurance Company | Phoenix | AZ | 12/2025 | Present |
| Park Avenue Securities | Phoenix | AZ | 12/2025 | Present |
| Guardian Life Insurance Company | Sequim | WA | 08/2026 | Present |
| Park Avenue Securities | Sequim | WA | 08/2026 | Present |
1. Insurance Product Sales, Start: 12/31/2013, Address: 704 E 13th St Ste C 214; Whitefish, MT 59973, 12 tot hrs p/m, 5 during sec.tradhrs, Invest rel, <10% ann. comp, 2. Real Estate Activities- Start: 01/01/2015, Address: 1233 Shelburne Rd Ste 200, S. Burlington, VT 05403, 10 tot hrs p/m, 5 during sec. tradhrs, Invest rel, <10% annual comp, 3. Landscaping and Snow Plowing- Start: 10/15/2018, Address: 704 E 13th St C214 Whitefish, MT 59937, 5 total hours p/m, Not invest rel, <10% annual comp, 4. Hoosier Casa 1 LLC-rental real estate, Start: 07/01/2020, Address: 70m,4C E 13th Street #214 Whitefish, MT 59937, 1 tot hr p/m 1 during sec tradhrs, Invest rel, <10% annual comp, 5. EstateDocsPro-Independent Contractor Licensee, Start: 08/26/2020, Address: 704C E 13th Street #214 Whitefish, MT 59937, 1 tot hr p/m, 1 during sec trading hrs, Not Invest rel, <10% annual comp, 6. Prosperity Holdings LLC-Member Owner, Start: 10/03/2020, Address: 704C E 13th Street #214 Whitefish, MT 59937, 1 total hr per month /1 during sec tradhrs, Invest rel, <10% annual comp, 7. Prosperion Healthcare Holdings LLC-member, Start: 10/07/2022, Address: 2448 Big Mountain Rd, Whitefish, MT 59937, 1 tot hr p/m, 0 during sec tradhrs, Invest rel, <10% annual comp, 8. Quail Hollow LLC-LLC invest in series b offering of Joule Case Inc, Start: 03/17/2023, Address: 2231 W Winter Camp Dr, Boise, ID 83703, 1 tot hr per month / 0 during sec trading hrs, Not invest rel, No ann. comp, 9. Alpenglow Transport and Equipment LLC, Owner -hold assets, Start: 10/04/2023, Address: 704 E 13th St C214, Whitefish, MT 59937, 0 tot hrs p/m Not invest rel, No ann. comp, 10. Snow Ghost Management LLC, Owner, rental prop Start: 11/15/2023, Address: 704 E 13th St C214, Whitefish, MT 59937, 1 tot hr p/m; 0 during sec trading hrs, Invest rel, <10% ann. comp, 11. Snow Ghost Equines LLC, Owner, LLC ownership of horses, Start: 12/5/2023, Address: 704 E 13th St C214, Whitefish, MT 59937, 1 tot hr p/m; 0 during sec trading hrs, Not Invest rel, Less than 10% ann. comp, 12) Hoosier Casa K LLC-rental prop, Start: 02/15/2024, Address: 704C E 13th Street #214 Whitefish, MT 59937, 1 tot hr p/; 0 during sec tradhrs, Invest rel, <10% annual comp, 13) Hoosier Casa W LLC-rental prop, Start: 02/19/2024, Address: 704C E 13th Street #214 Whitefish, MT 59937, 1 total hr p/m; 0 during sec tradhrs, Invest rel, Less than 10% annual comp 14) Hoosier Casa V LLC-rental prop, Start: 02/1/2024, Address: 704C E 13th Street #214 Whitefish, MT 59937, 1 tot hr p/m; 0 during sec tradhrs, Invest related, <10% annual comp, 15) Lakeview Casa-LLC-rental prop Start: 02/15/2024, Address: 704C E 13th Street #214 Whitefish, MT 59937, 1 tot hr p/m; 0 during sec trading hrs, Invest rel, <10% annual comp, 16) Vista Casa-LLC-rental prop Start: 03/06/2024, Address: 704C E 13th Street #214 Whitefish, MT 59937, 1 tot hr p/m; 0 during sec trading hrs., Invest rel, <10% annual comp. 17) Wealth.com-Ind. Contractor Licensee, Nature of Business: Start date: 10/10/2025, Address: Whitefish, MT 59937, Duties: Licensee, 1 tot hours p/m; 1 during sec tradhrs, Not investment related, 18) Hedge Operations LLC-member, Nature of Business: manage the operations of financial ser. practice, Start date: 12/30/2025, Address: 704 E 13th St Ste C214, Whitefish, MT 59937, Duties: Owner, 1 tot hours per month; 0 during sec. tradhrs Not invest. rel. 19)Hyetal LLC-owner, Nature of Business: PSE-accept commissions and fees, Start date: 03/16/2026, Address: 704 E 13th St Ste C214, Whitefish, MT 59937, Duties: Owner, 1 tot hour per mon; 0 during sec. tradhrs, Not investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-03 |
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