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Sean Kelly Rodricks

Empirical Wealth Management

Fort Worth, TX

Seattle, WA

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Current Employers
Empirical Wealth Management

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-07-09
  • TX RA
    APPROVED
    Since 2025-07-09

Branch Locations

300 Throckmorton St Suite 630, Fort Worth, TX 76102 • United States

1420 5Th Ave Suite 3150, Seattle, WA 98101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments West Lake TX 10/2010 06/2025
Fidelity Personal And Workplace Advisors Boston MA 07/2018 06/2025
Fidelity Investments Boston MA 03/2025 06/2025
Empirical Wealth Management Fort Worth TX 06/2025 Present
  • 10/2010 → 06/2025
    Fidelity Investments
    West Lake, TX
  • 07/2018 → 06/2025
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 03/2025 → 06/2025
    Fidelity Investments
    Boston, MA
  • 06/2025 → Present
    Empirical Wealth Management
    Fort Worth, TX
Previous Registrations
  • 2025-03-31 → 2025-06-27
    Strategic Advisers Llc
    Flowermound, TX
    Boston, MA
  • 2018-07-13 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Boston, MA
    Flowermound, TX
  • 2011-10-04 → 2018-07-13
    Strategic Advisers Llc
    Westlake, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-10-03
S63 Uniform Securities Agent State Law Examination 2011-01-07
  • S66 Uniform Combined State Law Examination
    2011-10-03
  • S63 Uniform Securities Agent State Law Examination
    2011-01-07
Designations
Other Names
  • Sean Rodricks

View on SEC IAPD

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INDEPENDENCE SQUARE HOLDINGS, LLC
EAGLE STRATEGIES LLC

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DANIEL B GEEHAN
Ambyr Dnae Capps
Allen Harris

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Fort Worth, TX
M2G VENTURES LLC · FORT WORTH, TX
ACHELION CAPITAL MANAGEMENT, LLC · FORT WORTH, TX
J.P. MORGAN SECURITIES LLC · FT. WORTH, TX
GOOD LIFE PRIVATE WEALTH, LLC · FORT WORTH, TX
SELADOR CAPITAL MANAGEMENT, LP · FT. WORTH, TX
INDEPENDENCE SQUARE HOLDINGS, LLC · Fort Worth, TX
EAGLE STRATEGIES LLC · FORT WORTH, TX

More in Fort Worth, TX

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