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Thomas William Fruin

Morgan Stanley

West Hartford, CT

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-05-05
CT RA APPROVED 2012-01-06
  • TX RA
    APPROVED_RES
    Since 2020-05-05
  • CT RA
    APPROVED
    Since 2012-01-06

Branch Locations

433 South Main Street, West Hartford, CT 06110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley West Hartford CT 08/2011 Present
Morgan Stanley Private Bank, N.A New York NY 05/2020 Present
  • 08/2011 → Present
    Morgan Stanley
    West Hartford, CT
  • 05/2020 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2010-12-24 → 2011-08-19
    Morgan Stanley
    Tampa, FL
    West Hartford, CT
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-23
  • S66 Uniform Combined State Law Examination
    2010-12-23
Other Names
  • Thomas W Fruin
  • Thomas W Fruin
  • Thomas William Fruin Jr

View on SEC IAPD

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Other Offices

MCCARY ANHEUSER WEALTH MANAGEMENT, LLC · WEST HARTFORD, CT
COMMONWEALTH FINANCIAL NETWORK · West Hartford, CT
JANNEY MONTGOMERY SCOTT LLC · West Hartford, CT
LPL FINANCIAL LLC · WEST HARTFORD, CT
CETERA INVESTMENT ADVISERS LLC · WEST HARTFORD, CT
LPL FINANCIAL LLC · WEST HARTFORD, CT
PRIME CAPITAL FINANCIAL · West Hartford, CT
THE PATRIOT FINANCIAL GROUP, LLC · WEST HARTFORD, CT

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