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Trent Steines

Steele Capital Management, Inc.

Dubuque, IA

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Current Employers
Steele Capital Management, Inc.

1000 Jackson Street Suite 201, Dubuque, IA 52001 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-10-13
  • IA RA
    APPROVED
    Since 2023-10-13

Branch Locations

1000 Jackson Street Suite 201, Dubuque, IA 52001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Dubuque IA 10/2010 10/2021
Prudential Investment Management Services, Llc Dubuque IA 06/2015 10/2021
First Community Trust, N.A. Dubuque IA 11/2021 09/2023
Steele Capital Management, Inc. Dubuque IA 09/2023 Present
  • 10/2010 → 10/2021
    Prudential Insurance Company Of America
    Dubuque, IA
  • 06/2015 → 10/2021
    Prudential Investment Management Services, Llc
    Dubuque, IA
  • 11/2021 → 09/2023
    First Community Trust, N.A.
    Dubuque, IA
  • 09/2023 → Present
    Steele Capital Management, Inc.
    Dubuque, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-10-13
S63 Uniform Securities Agent State Law Examination 2010-11-09
  • S65 Uniform Investment Adviser Law Examination
    2023-10-13
  • S63 Uniform Securities Agent State Law Examination
    2010-11-09
Other Names
  • Trent Michael Steines

View on SEC IAPD

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LPL FINANCIAL LLC
UMB PRIVATE WEALTH MANAGEMENT, LLC
MARINER INDEPENDENT

Other Investors

CHAD JOSEPH KRUSE
ROBERT EMMETT LEE
SAWYER MARQUARDT
KEVIN MICHAEL DIETZEL
WYATT KELLY
JOSEPH CONSTANTINE BERNARDI
Terry B Brown
Michael R Ziembo

Other Offices

NATIONS FINANCIAL GROUP, INC. · Dubuque, IA
AVANTAX PLANNING PARTNERS, INC. · DUBUQUE, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Dubuque, IA
ROSEMEYER MANAGEMENT GROUP · Dubuque, IA
RICHMOND INVESTMENT SERVICES LLC · Dubuque, IA
LPL FINANCIAL LLC · DUBUQUE, IA
UMB PRIVATE WEALTH MANAGEMENT, LLC · Dubuque, IA
MARINER INDEPENDENT · Dubuque, IA

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