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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-11-14 |
Branch Locations
207 Albemarle Ave Sw Ste A, Roanoke, VA 24016 • United States
4860 Cox Road Suite 100, Glen Allen, VA 23060 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Roanoke | VA | 09/2013 | 09/2018 |
| Level Four Advisory Services | Roanoke | VA | 01/2015 | 09/2018 |
| Prudential Insurance Company Of America | Roanoke | VA | 09/2018 | Present |
| Pruco Securities, Llc. | Roanoke | VA | 09/2018 | 11/2024 |
| Lpl Enterprise, Llc | Roanoke | VA | 11/2024 | Present |
1) 10/29/2024- J M Ford & Assoc- Offer health insurance, group, and individual- Non-Variable Insurance- INV Related- Roanoke, VA- Start Date 09/21/2009- 5hrs/mth- 1hrs during trading 2) 09/11/2024- Market Square Properties- We bought a building for office space- Real Estate Rental- Not INV Related- Roanoke, VA- Start Date 09/01/2014- 2hrs/mth- 1hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 2006-03-28 |
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