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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-11-14
  • VA RA
    APPROVED
    Since 2024-11-14

Branch Locations

207 Albemarle Ave Sw Ste A, Roanoke, VA 24016 • United States

4860 Cox Road Suite 100, Glen Allen, VA 23060 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Roanoke VA 09/2013 09/2018
Level Four Advisory Services Roanoke VA 01/2015 09/2018
Prudential Insurance Company Of America Roanoke VA 09/2018 Present
Pruco Securities, Llc. Roanoke VA 09/2018 11/2024
Lpl Enterprise, Llc Roanoke VA 11/2024 Present
Previous Registrations
  • 2018-10-01 → 2024-11-14
    Glen Allen, VA
    North Bethesda, MD
    Roanoke, VA
  • 2015-04-30 → 2018-09-25
    Roanoke, VA
    Dallas, TX
  • 2014-02-17 → 2015-04-30
    Roanoke, VA
    Roanoke, VA
  • 2013-09-13 → 2014-02-05
    Roanoke, VA
    Roanoke, VA
    Charlotte, NC
    Salem, VA
    Christiansburg, VA
    Daleville, VA
    Blacksburg, VA
    Vinton, VA
    Roanoke, VA
    Roanoke, VA
    Fincastle, VA
    Roanoke, VA
    Roanoke, VA
  • 2008-07-28 → 2013-09-17
    Msi Financial Services, Inc.
    Daleville, VA
    Roanoke, VA
    Blacksburg, VA
    Roanoke, VA
    Christiansburg, VA
    Salem, VA
    Roanoke, VA
    Vinton, VA
Other Businesses

1) 10/29/2024- J M Ford & Assoc- Offer health insurance, group, and individual- Non-Variable Insurance- INV Related- Roanoke, VA- Start Date 09/21/2009- 5hrs/mth- 1hrs during trading 2) 09/11/2024- Market Square Properties- We bought a building for office space- Real Estate Rental- Not INV Related- Roanoke, VA- Start Date 09/01/2014- 2hrs/mth- 1hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-07-03
S63 Uniform Securities Agent State Law Examination 2006-03-28
  • S65 Uniform Investment Adviser Law Examination
    2008-07-03
  • S63 Uniform Securities Agent State Law Examination
    2006-03-28
Designations
Other Names
  • Michael D. Sobilo
  • Michael David Sobilo
  • Michael Sobilo

View on SEC IAPD

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