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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2021-11-24 |
| TX | RA | APPROVED | 2021-11-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corp. | Tampa | FL | 03/2014 | 03/2017 |
| Lpl Financial, Llc | Scranton | PA | 03/2017 | 11/2021 |
| Peoples Security B & T | Scranton | PA | 03/2017 | 11/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Scranton | PA | 11/2021 | Present |
| Bank Of America, N.A. | Scranton | PA | 01/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-08 |
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