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Preston Towers Dodd

Mission Capital Advisors Inc.

Sunnyvale, CA

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Current Employers
Mission Capital Advisors Inc.

710 Lakeway Drive Suite 200, Sunnyvale, CA 94085 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-09-30
  • CA RA
    APPROVED
    Since 2024-09-30

Branch Locations

710 Lakeway Drive, Suite 200, Sunnyvale, CA 94085 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gordian Investments, Llc. Walnut Creek CA 02/2018 10/2021
Oxford Economics Usa, Inc. San Francisco CA 08/2016 03/2018
Mission Capital Advisors Inc San Francisco CA 01/2018 10/2021
Alumni Ventures Group New York NY 10/2021 06/2022
Independent Brokerage Solutions Llc New York NY 10/2021 06/2022
Mission Capital Advisors Inc Sunnyvale CA 06/2022 Present
Mission Capital Advisors Inc Sunnyvale CA 05/2024 Present
  • 02/2018 → 10/2021
    Gordian Investments, Llc.
    Walnut Creek, CA
  • 08/2016 → 03/2018
    Oxford Economics Usa, Inc.
    San Francisco, CA
  • 01/2018 → 10/2021
    San Francisco, CA
  • 10/2021 → 06/2022
    Alumni Ventures Group
    New York, NY
  • 10/2021 → 06/2022
    Independent Brokerage Solutions Llc
    New York, NY
  • 06/2022 → Present
    Sunnyvale, CA
  • 05/2024 → Present
    Sunnyvale, CA
Previous Registrations
  • 2018-06-06 → 2021-10-27
    Mission Capital Advisors Inc.
    San Francisco, CA
  • 2015-03-05 → 2016-06-14
    Credit Suisse Securities (Usa) Llc
    San Francisco, CA
    San Francisco, CA
    New York, NY
  • 2011-02-28 → 2015-03-04
    San Francisco, CA
Other Businesses

1) NOB: MISSION CAPITAL ADVISORS INC. TITLE: CONSULTANT, Consulting Business, 710 Lakeway Drive, Suite 200, Sunnyvale, CA 94085. START DATE 06/2022, Mission Capital Advisors Inc., operates a research and consulting business separate and distinct from the Firm's advisory services that provides general guidance on management, operations, and strategy to his consulting clients. The advice is non-discretionary in nature and does not include continuous management or supervision over securities portfolios and compensation is set via hourly billings or a monthly retainer and is independent of "success" criteria. Hours devoted to the business during securities trading hours and on a monthly basis vary according to the nature of the project or retainer.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-28
S66 Uniform Combined State Law Examination 2011-02-26
  • S65 Uniform Investment Adviser Law Examination
    2024-08-28
  • S66 Uniform Combined State Law Examination
    2011-02-26

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