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Osaic Institutions, Inc. CRD 35371
$6.49B regulatory AUM 7 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
538 Preston Avenue, Meriden, CT 06450-4858 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2024-12-13 |
| PA | RA | APPROVED | 2024-12-13 |
| TX | RA | APPROVED | 2024-12-13 |
Branch Locations
8601 Westwood Center Dr, Tysons Corner, VA 22182 • United States
354 W. Lancaster Ave. Unit 212, Haverford, PA 19041 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Philadelphia | PA | 03/2015 | 12/2024 |
| Jpmorgan Chase Bank, Na | Philadelphia | PA | 03/2015 | 12/2024 |
| Osaic Institutions, Inc. | Meriden | CT | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-16 |
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