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Nicholas Edward Austin

Intellicents Investment Solutions Inc

Albert Lea, MN

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Current Employers
Intellicents Investment Solutions Inc

100 North Broadway, Albert Lea, MN 56007 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-09-22
  • MN RA
    APPROVED
    Since 2014-09-22

Branch Locations

100 North Broadway, Albert Lea, MN 56007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investors Capital Corporation Lynnfield MA 01/2016 10/2016
Intellicents Investment Solutions, Inc. Albert Lea MN 08/2010 Present
Cetera Advisors Llc Denver CO 10/2016 08/2018
Mutual Securities, Inc. Camarillo CA 08/2018 04/2020
  • 01/2016 → 10/2016
    Investors Capital Corporation
    Lynnfield, MA
  • 08/2010 → Present
    Albert Lea, MN
  • 10/2016 → 08/2018
    Cetera Advisors Llc
    Denver, CO
  • 08/2018 → 04/2020
    Mutual Securities, Inc.
    Camarillo, CA
Other Businesses

1. INDEPENDENT INSURANCE AGENT, START DATE: 9/2016, 100 NORTH BROADWAY, 1ST FLOOR, ALBERT LEA, MN 56007, SOLE-PROPRIETOR, INSURANCE AGENT, PRODUCER/AGENT, GROUP LIFE AND DISABILITY INSURANCE, GROUP HEALTH AND FIXED ANNUITIES, NOT INVESTMENT RELATED, 4 HOURS PER MONTH, 1 HOUR PER DAY DURING TRADING HOURS. 2. INTELLICENTS INVESTMENT SOLUTIONS, INC., START DATE: 12/2016, 100 NORTH BROADWAY, 1ST FLOOR, ALBERT LEA, MN 56007, CORPORATION, RIA/401K ADVISORY, 401K ADVISORY FEE BASED SALES, INVESTMENT RELATED, 20 HOURS PER MONTH, 2 HOURS PER DAY DURING TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-07-18
S63 Uniform Securities Agent State Law Examination 2011-01-31
  • S65 Uniform Investment Adviser Law Examination
    2011-07-18
  • S63 Uniform Securities Agent State Law Examination
    2011-01-31
Other Names
  • Nicholas Austin

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