Nicholas Edward Austin

Employer firm

Intellicents Investment Solutions Inc CRD 107498

$9.92B regulatory AUM 92 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 10/2016
  Investors Capital Corporation
  Lynnfield, MA
• 08/2010 → Present
  Intellicents Investment Solutions, Inc.
  Albert Lea, MN
• 10/2016 → 08/2018
  Cetera Advisors Llc
  Denver, CO
• 08/2018 → 04/2020
  Mutual Securities, Inc.
  Camarillo, CA

Other Businesses

1. INDEPENDENT INSURANCE AGENT, START DATE: 9/2016, 100 NORTH BROADWAY, 1ST FLOOR, ALBERT LEA, MN 56007, SOLE-PROPRIETOR, INSURANCE AGENT, PRODUCER/AGENT, GROUP LIFE AND DISABILITY INSURANCE, GROUP HEALTH AND FIXED ANNUITIES, NOT INVESTMENT RELATED, 4 HOURS PER MONTH, 1 HOUR PER DAY DURING TRADING HOURS. 2. INTELLICENTS INVESTMENT SOLUTIONS, INC., START DATE: 12/2016, 100 NORTH BROADWAY, 1ST FLOOR, ALBERT LEA, MN 56007, CORPORATION, RIA/401K ADVISORY, 401K ADVISORY FEE BASED SALES, INVESTMENT RELATED, 20 HOURS PER MONTH, 2 HOURS PER DAY DURING TRADING HOURS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-07-18
• S63 Uniform Securities Agent State Law Examination
  2011-01-31

Other Names

• Nicholas Austin