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William Williams

Morgan Stanley

Vancouver, WA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-01-10
TX RA APPROVED 2020-03-20
OR RA APPROVED 2020-03-06
  • WA RA
    APPROVED
    Since 2024-01-10
  • TX RA
    APPROVED
    Since 2020-03-20
  • OR RA
    APPROVED
    Since 2020-03-06

Branch Locations

1701 Southeast Columbia River Drive Suite 120, Vancouver, WA 98661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Umpqua Investments, Inc. Portland OR 10/2015 02/2020
Morgan Stanley Vancouver WA 02/2020 Present
  • 10/2015 → 02/2020
    Umpqua Investments, Inc.
    Portland, OR
  • 02/2020 → Present
    Morgan Stanley
    Vancouver, WA
Previous Registrations
  • 2018-07-02 → 2020-02-13
    Steward Partners Investment Solutions, Llc
    Portland, OR
    Portland, OR
    Portland, OR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-29
  • S66 Uniform Combined State Law Examination
    2018-06-29
Other Names
  • Will Williams

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · Vancouver, WA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · VANCOUVER, WA
OSAIC WEALTH, INC. · VANCOUVER, WA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Vancouver, WA
AMERIPRISE FINANCIAL SERVICES, LLC · VANCOUVER, WA
STATE FARM INVESTMENT MANAGEMENT CORP. · VANCOUVER, WA
COLUMBIA RIVER FINANCIAL GROUP · VANCOUVER, WA
LPL FINANCIAL LLC · VANCOUVER, WA

More in Vancouver, WA

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