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Sean David Collins

Rbc Capital Markets, LLC

Seattle, WA

Seattle, WA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-03-30
WA RA APPROVED 2011-08-02
  • TX RA
    APPROVED_RES
    Since 2017-03-30
  • WA RA
    APPROVED
    Since 2011-08-02

Branch Locations

401 Union Street Suite 3600, Seattle, WA 98101 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Seattle WA 10/2010 Present
City National Bank Seattle WA 05/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-01
  • S66 Uniform Combined State Law Examination
    2011-08-01

View on SEC IAPD

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Other Offices

KLAKNA GROUP LTD · SEATTLE, WA
EUCLIDEAN TECHNOLOGIES MANAGEMENT, LLC · SEATTLE, WA
MADISON PARK CAPITAL ADVISORS, LLC · SEATTLE, WA
ETERNAL DIGITAL FUND LTD. · SEATTLE, WA
FREESTONE CAPITAL MANAGEMENT, LLC · SEATTLE, WA
CEDAR RIVER CAPITAL, LLC · SEATTLE, WA
ROBERT A. UNDERHILL P.C. · SEATTLE, WA
SITKA PACIFIC CAPITAL MANAGEMENT, LLC · SEATTLE, WA

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