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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2021-01-29
VA RA APPROVED 2021-01-23
TX RA APPROVED 2013-03-22
DC RA APPROVED 2012-07-09
  • CO RA
    APPROVED
    Since 2021-01-29
  • VA RA
    APPROVED
    Since 2021-01-23
  • TX RA
    APPROVED
    Since 2013-03-22
  • DC RA
    APPROVED
    Since 2012-07-09

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

2100 Ross Ave, Dallas, TX 75201 • United States

Dallas, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 09/2010 Present
Bank Of America, N.A. Washington DC 08/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-06-06
  • S66 Uniform Combined State Law Examination
    2012-06-06
Other Names
  • James Matthew Benton

View on SEC IAPD

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