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34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-10-19 |
Branch Locations
2915 Colonial Blvd, Fort Myers, FL 33966 • United States
114 Hancock Bridge Pwky, Cape Coral, FL 33991 • United States
11550 Majestic Palms Blvd, Fort Myers, FL 33908 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third | Cape Coral | FL | 08/2009 | Present |
| Fifth Third Securities | Cape Coral | FL | 08/2010 | Present |
Florida Wedding Design, Inc. - Cape Coral, FL - wedding planning - co-owner - 8 hrs/mo (0 during mkt hrs) - not investment related - will not interfere with duties at firm
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-06 |
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