Douglas E. Leister

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2015 → Present
  J.P. Morgan Securities Llc
  Evanston, IL
• 05/2015 → Present
  Jpmorgan Chase Bank, Na.
  Evanston, IL

Previous Registrations

• 2011-01-14 → 2012-05-01
  Alliancebernstein L.P.
  New York, NY

Other Businesses

Entity Name: 720 N Wells LLC Investment related: No Address: 720 N Wells St, Chicago, IL. No website. Nature of the other business: Restaurant Position/Title/Relationship: Owner/Partner Start Date: 07/01/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: A friend wants to open a restaurant and is raising money from his friends via the entity 720 N Wells LLC. I am asking for preclearance to be an investor in the restaurant and in the ownership group of the restaurant, but will not be working in restaurant or have any role in the business. This is not similar to my role at JPM.

Exams

• S66 Uniform Combined State Law Examination
  2015-06-26

Other Names

• Douglas Edward Leister