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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2021-03-27
TX RA APPROVED 2021-03-27
  • IL RA
    APPROVED
    Since 2021-03-27
  • TX RA
    APPROVED
    Since 2021-03-27

Branch Locations

791 Elm St, Floor 2, Winnetka, IL 60093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Evanston IL 04/2015 Present
Jpmorgan Chase Bank, Na. Evanston IL 05/2015 Present
Previous Registrations
Other Businesses

Entity Name: 720 N Wells LLC Investment related: No Address: 720 N Wells St, Chicago, IL. No website. Nature of the other business: Restaurant Position/Title/Relationship: Owner/Partner Start Date: 07/01/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: A friend wants to open a restaurant and is raising money from his friends via the entity 720 N Wells LLC. I am asking for preclearance to be an investor in the restaurant and in the ownership group of the restaurant, but will not be working in restaurant or have any role in the business. This is not similar to my role at JPM.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-26
  • S66 Uniform Combined State Law Examination
    2015-06-26
Other Names
  • Douglas Edward Leister

View on SEC IAPD

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