Best Investors
Account
Sign in
Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2021-07-21 |
| CA | RA | APPROVED | 2021-07-21 |
| FL | RA | APPROVED | 2021-07-21 |
| IL | RA | APPROVED | 2021-07-21 |
| IN | RA | APPROVED | 2021-07-21 |
| ME | RA | APPROVED | 2021-07-21 |
| MD | RA | APPROVED | 2021-07-21 |
| MI | RA | APPROVED | 2021-07-21 |
| MN | RA | APPROVED | 2021-07-21 |
| NM | RA | APPROVED | 2021-07-21 |
| OH | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2021-07-21 |
Branch Locations
7 W Square Lake Rd Ste 143, Bloomfield Hills, MI 48302 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wadell & Reed, Inc. | Bloomfield Hills | MI | 04/2007 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Holly | MI | 04/2007 | 07/2021 |
| Stickradt Media Group/Northoaklandsports.COm | Lake Orion | MI | 09/2010 | 07/2021 |
| Lpl Financial Llc | Holly | MI | 07/2021 | Present |
4/07-PRESENT; VARIOUS INSURANCE CARRIERS FOR W & R INSURANCE AGENCIES, HOLLY, MI; INVESTMENT RELATED, INSURANCE SALES, INSURANCE AGENT. 9/10-PRESENT; STICKRADT MEDIA GROUP/NORTHOAKLANDSPORTS.COM, LAKE ORION, MI; NOT INVESTMENT RELATED, ADVERTISING/CHIEF ADVERTISING OFFICER, 20 HRS PER MO, 0 SEC TRADING HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-08-19 |
| S63 | Uniform Securities Agent State Law Examination | 2006-09-29 |
Reach out to this advisor