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Matthew Benjamin Hall

J.P. Morgan Securities LLC

Phoenix, AZ

CRD 5850734

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-12-15
TX RA APPROVED 2022-12-05
  • AZ RA
    APPROVED
    Since 2022-12-15
  • TX RA
    APPROVED
    Since 2022-12-05

Branch Locations

4300 E Camelback Rd Suite #400, Floor 04, Phoenix, AZ 85018-2719 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Phoenix AZ 01/2013 Present
Jpmorgan Chase Bank, N.A. Phoenix AZ 01/2017 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-02-08
S63 Uniform Securities Agent State Law Examination 2010-11-02
  • S65 Uniform Investment Adviser Law Examination
    2023-02-08
  • S63 Uniform Securities Agent State Law Examination
    2010-11-02
Designations
  • Certified Financial Planner
  • Chartered Financial Analyst
Other Names
  • Matthew B Hall

View on SEC IAPD

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