Ricardo Gardea

Employer firm

Cbiz Investment Advisory Services, LLC CRD 286002

$12.8B regulatory AUM 768 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2010 → 09/2016
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 09/2016 → 12/2018
  Car Financial Services, Inc.
  Phoenix, AZ
• 01/2019 → 07/2020
  Financial Engines Advisors L.L.C.
  Phoenix, AZ
• 10/2020 → 12/2021
  Gardea Auto Group Llc
  Phoenix, AZ
• 02/2022 → 04/2022
  Wells Fargo
  Chandler, AZ
• 05/2022 → Present
  Cbiz
  Phoenix, AZ

Previous Registrations

• 2019-02-13 → 2020-07-22
  Edelman Financial Engines
  Phoenix, AZ

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-02-13
• S63 Uniform Securities Agent State Law Examination
  2010-11-02

Other Names

• Ricardo Gardea
• Ricardo Gardea