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Ricardo Gardea

Cbiz Investment Advisory Services, LLC

Phoenix, AZ

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Current Employers
Cbiz Investment Advisory Services, Llc

5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2022-06-17
  • AZ RA
    APPROVED
    Since 2022-06-17

Branch Locations

4722 N 24Th St Suite 300, Phoenix, AZ 85016 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 10/2010 09/2016
Car Financial Services, Inc. Phoenix AZ 09/2016 12/2018
Financial Engines Advisors L.L.C. Phoenix AZ 01/2019 07/2020
Gardea Auto Group Llc Phoenix AZ 10/2020 12/2021
Wells Fargo Chandler AZ 02/2022 04/2022
Cbiz Phoenix AZ 05/2022 Present
  • 10/2010 → 09/2016
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 09/2016 → 12/2018
    Car Financial Services, Inc.
    Phoenix, AZ
  • 01/2019 → 07/2020
    Financial Engines Advisors L.L.C.
    Phoenix, AZ
  • 10/2020 → 12/2021
    Gardea Auto Group Llc
    Phoenix, AZ
  • 02/2022 → 04/2022
    Wells Fargo
    Chandler, AZ
  • 05/2022 → Present
    Cbiz
    Phoenix, AZ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-02-13
S63 Uniform Securities Agent State Law Examination 2010-11-02
  • S65 Uniform Investment Adviser Law Examination
    2019-02-13
  • S63 Uniform Securities Agent State Law Examination
    2010-11-02
Other Names
  • Ricardo Gardea
  • Ricardo Gardea

View on SEC IAPD

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