Jeffrey Holmes Knotts

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2021-08-25
VA	RA	APPROVED	2020-12-04
TX	RA	APPROVED	2012-03-22
DC	RA	APPROVED	2011-08-30

TN RA
APPROVED

Since 2021-08-25
VA RA
APPROVED

Since 2020-12-04
TX RA
APPROVED

Since 2012-03-22
DC RA
APPROVED

Since 2011-08-30

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

Woodbridge, VA • United States

4026 Riverpoint Way, Louisville, TN 37777 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Washington	DC	09/2010	Present
Bank Of America, N.A	Washington	DC	10/2013	Present

09/2010 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC
10/2013 → Present

Bank Of America, N.A

Washington, DC

Other Businesses

I*5127277, Entity Type: Entity For Profit, Name of OBA: Tidewater Trove, Address: Dumfries, Virginia, 22026, Investment Related: N, Position, Title, Association: ["Other"], Employee Start Date: 07/29/2026, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: None,My wife started a jewelry business

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-08-17

S66 Uniform Combined State Law Examination

2011-08-17

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Other Businesses

Exams

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