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100 Grandview Place Suite 200, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-06-25 |
| AL | RA | APPROVED | 2017-03-22 |
Branch Locations
23 Inverness Center Parkway Suite 100, Birmingham, AL 35242 • United States
100 Grandview Place Suite 200, Birmingham, AL 35243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Birmingham | AL | 09/2011 | 02/2017 |
| Oneascent Financial Services Llc | Birmingham | AL | 03/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-03-16 |
| S63 | Uniform Securities Agent State Law Examination | 2011-02-24 |
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