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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-04-21
  • MO RA
    APPROVED
    Since 2025-04-21

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Us Tech Solutions Jersey City NJ 05/2021 09/2021
Wells Fargo Clearing Services Llc St. Louis MO 05/2021 Present
Schnucks Markets, Llc St. Louis MO 08/2016 05/2021
  • 05/2021 → 09/2021
    Us Tech Solutions
    Jersey City, NJ
  • 05/2021 → Present
    St. Louis, MO
  • 08/2016 → 05/2021
    Schnucks Markets, Llc
    St. Louis, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-04-18
S63 Uniform Securities Agent State Law Examination 2021-07-23
  • S66 Uniform Combined State Law Examination
    2025-04-18
  • S63 Uniform Securities Agent State Law Examination
    2021-07-23
Other Names
  • Thomas Joseph Spearing
  • Thomas Joseph Spearing

View on SEC IAPD

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