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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2026-04-01 |
| TX | RA | APPROVED | 2026-04-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank | Wayland (Most Recent) | MA | 09/2014 | 05/2017 |
| Wells Fargo Clearing Services Llc | South Waltham | MA | 05/2017 | 12/2025 |
| Wells Fargo Clearing Services, Llc | Beverly | MA | 04/2026 | Present |
| Unemployed | Worcester | MA | 12/2025 | 03/2026 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2017-07-21 |
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