Best Investors Account Sign in
Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2021-05-14
  • WI RA
    APPROVED
    Since 2021-05-14

Branch Locations

2800 National Drive Suite 103, Onalaska, WI 54650 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Rochester MN 09/2015 03/2017
Mml Investors Services, Llc La Crosse WI 03/2017 03/2020
Massachusetts Mutual Life Insurancy Company La Crosse WI 07/2016 03/2020
Voya Financial Advisors, Inc. La Crosse WI 03/2020 05/2021
Pinnical Business Consulting Holmen WI 09/2020 Present
Commonwealth Financial Network Waltham MA 05/2021 Present
  • 09/2015 → 03/2017
    Metlife Securities Inc
    Rochester, MN
  • 03/2017 → 03/2020
    Mml Investors Services, Llc
    La Crosse, WI
  • 07/2016 → 03/2020
    Massachusetts Mutual Life Insurancy Company
    La Crosse, WI
  • 03/2020 → 05/2021
    La Crosse, WI
  • 09/2020 → Present
    Pinnical Business Consulting
    Holmen, WI
  • 05/2021 → Present
    Waltham, MA
Previous Registrations
Other Businesses

1. Fixed insurance sales; as of 05/14/2021; Less than 10% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner, Pinnacle Business Consulting, LLC; Located in Holmen, WI; as of 09/21/2020; 2% of time spent during business hours; Not Conducted at branch location; Not Investment related. 3. Business Consultant, Pinnacle Business Consulting, LLC; Located in Holmen, WI, as of 05/01/2021; 2% of time spent during business hours; Not Conducted at branch location; Not Investment related. 4. Instructor for Associated Builders and Contractors teaching leadership and staff development; Located at 5330 Wall Street, Madison, WI 53718; As of 11/15/2021; 1% of time spent during business hours; Not conducted at branch location; Not investment related. 5. Owner, Charterpoint Wealth Strategies, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 12/01/2025; 95% time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-03-13
S63 Uniform Securities Agent State Law Examination 2011-05-18
  • S65 Uniform Investment Adviser Law Examination
    2020-03-13
  • S63 Uniform Securities Agent State Law Examination
    2011-05-18

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Onalaska, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor