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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2021-05-14 |
Branch Locations
2800 National Drive Suite 103, Onalaska, WI 54650 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Rochester | MN | 09/2015 | 03/2017 |
| Mml Investors Services, Llc | La Crosse | WI | 03/2017 | 03/2020 |
| Massachusetts Mutual Life Insurancy Company | La Crosse | WI | 07/2016 | 03/2020 |
| Voya Financial Advisors, Inc. | La Crosse | WI | 03/2020 | 05/2021 |
| Pinnical Business Consulting | Holmen | WI | 09/2020 | Present |
| Commonwealth Financial Network | Waltham | MA | 05/2021 | Present |
1. Fixed insurance sales; as of 05/14/2021; Less than 10% of time spent during business hours; Conducted at branch location; Investment related. 2. Owner, Pinnacle Business Consulting, LLC; Located in Holmen, WI; as of 09/21/2020; 2% of time spent during business hours; Not Conducted at branch location; Not Investment related. 3. Business Consultant, Pinnacle Business Consulting, LLC; Located in Holmen, WI, as of 05/01/2021; 2% of time spent during business hours; Not Conducted at branch location; Not Investment related. 4. Instructor for Associated Builders and Contractors teaching leadership and staff development; Located at 5330 Wall Street, Madison, WI 53718; As of 11/15/2021; 1% of time spent during business hours; Not conducted at branch location; Not investment related. 5. Owner, Charterpoint Wealth Strategies, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 12/01/2025; 95% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2011-05-18 |
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