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Lynne Connolly

Emerald Wealth Management, Inc.

Newport Beach, CA

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Current Employers
Emerald Wealth Management, Inc.

5000 Birch Street Suite 3000, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2024-09-25
MO RA APPROVED 2014-08-11
CA RA APPROVED 2014-07-22
  • ID RA
    APPROVED
    Since 2024-09-25
  • MO RA
    APPROVED
    Since 2014-08-11
  • CA RA
    APPROVED
    Since 2014-07-22

Branch Locations

5000 Birch Street Suite 3000, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lynne Connolly & Associates, Llc Irvine CA 06/1998 Present
Emerald Wealth Management, Inc. Newport Beach CA 08/2010 Present
Emerald Wealth Management, Inc. Newport Beach CA 01/1998 Present
Previous Registrations
Other Businesses

No current outside activities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-06-02
S63 Uniform Securities Agent State Law Examination 2010-11-02
  • S65 Uniform Investment Adviser Law Examination
    2011-06-02
  • S63 Uniform Securities Agent State Law Examination
    2010-11-02
Other Names
  • Lynne Jayne Connolly

View on SEC IAPD

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OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA
RESEARCH AFFILIATES · NEWPORT BEACH, CA
PAAMCO PRISMA, LLC · NEWPORT BEACH, CA
COMPOSITION WEALTH, LLC · Newport Beach, CA
J.P. MORGAN SECURITIES LLC · NEWPORT BEACH, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Newport Beach, CA

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