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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-07 |
| NY | RA | APPROVED | 2023-08-31 |
| CA | RA | APPROVED | 2023-08-02 |
Branch Locations
8500 Wilshire Blvd., Beverly Hills, CA 90211 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hsbc Securities (Usa) Inc. | Beverly Hills | CA | 04/2016 | 05/2018 |
| Hsbc | Beverly Hills | CA | 04/2016 | 05/2018 |
| City National Securities, Inc. | Santa Monica | CA | 05/2018 | 07/2023 |
| City National Securities, Inc. | Santa Monica | CA | 05/2018 | 08/2023 |
| Jp Morgan Chase Bank, N.A. | Beverly Hills | CA | 08/2023 | Present |
| J.P. Morgan Securities Llc | Beverly Hills | CA | 08/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-24 |
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