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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-22
  • TX RA
    APPROVED
    Since 2024-08-22

Branch Locations

7600 Broadway Suite 100, San Antonio, TX 78209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Frost National Bank San Antonio TX 09/2006 08/2019
Frost Brokerage Services San Antonio TX 09/2010 08/2024
Frost Investment Services San Antonio TX 01/2017 08/2024
Morgan Stanley Smith Barney Llc San Antonio TX 08/2024 Present
Morgan Stanley Private Bank, N.A New York NY 09/2024 Present
  • 09/2006 → 08/2019
    Frost National Bank
    San Antonio, TX
  • 09/2010 → 08/2024
    Frost Brokerage Services
    San Antonio, TX
  • 01/2017 → 08/2024
    San Antonio, TX
  • 08/2024 → Present
    Morgan Stanley Smith Barney Llc
    San Antonio, TX
  • 09/2024 → Present
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-12
S63 Uniform Securities Agent State Law Examination 2010-11-10
  • S66 Uniform Combined State Law Examination
    2017-10-12
  • S63 Uniform Securities Agent State Law Examination
    2010-11-10

View on SEC IAPD

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