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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-08-22 |
Branch Locations
7600 Broadway Suite 100, San Antonio, TX 78209 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Frost National Bank | San Antonio | TX | 09/2006 | 08/2019 |
| Frost Brokerage Services | San Antonio | TX | 09/2010 | 08/2024 |
| Frost Investment Services | San Antonio | TX | 01/2017 | 08/2024 |
| Morgan Stanley Smith Barney Llc | San Antonio | TX | 08/2024 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-10 |
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