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1927 Lohmans Crossing, Lakeway, TX 78734 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APP_PEND_IARCE | 2026-01-01 |
| TX | RA | APPROVED | 2021-04-15 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Santa Barbara | CA | 10/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Santa Barbara | CA | 11/2016 | 10/2018 |
| Partnervest Advisory Services, Llc. | Santa Barbara | CA | 10/2018 | 10/2020 |
| Mit Associates, Llc | The Hills | TX | 02/2020 | 04/2022 |
| Mal-1 Financial, Llc Dba Rincon Wealth Management | Austin | TX | 10/2020 | Present |
| Mit Associates, Llc | Lakeway | TX | 03/2023 | 06/2024 |
1) Test Pilot Cocktails; Santa Barbara, CA; Not investment-Related; Since 12/2015; Owner/Investor in local Restaurant Bar; No time devoted to this activity. 2) Olive 1, LLC; Austin, TX; Investment-Related; Since 09/2020; Owner of Target investment fund; Devote 1 hour per week. 3) Umbra1, LLC; Austin, TX; Investment-Related; Since 12/2020; Owner of Target investment fund; Devote 1 hour per week. 4) Elevate Growth Partners, LLC / AntemIQ; Austin, TX; Not Investment-Related; Since 1/2021; Owner; Technology platform for Commercial Real Estate; No time devoted to this activity. 5) Mal-1 Financial, LLC DBA Rincon Wealth Management; Austin, TX; Investment-Related; Since 10/2018; Registered Investment Advisor; Fiduciary Investment advice; Devote 20 hours per week. 6) EGP Ventures, LLC; Austin, TX; Not Investment-Related; Since 01/2022; Part-Owner of a Hospitality business; No time devoted to this activity. 7) EMD; Austin, TX; Not Investment-Related; Since 2020; Part-Owner of a Medical Supplies business; No time devoted to this activity.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-11 |
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