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Inactive

Scott Ryan Malone

Rincon Wealth Management

Lakeway, TX

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Current Employers
Rincon Wealth Management

1927 Lohmans Crossing, Lakeway, TX 78734 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED 2021-04-15
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED
    Since 2021-04-15

Branch Locations

1927 Lohmans Crossing, Lakeway, TX 78734 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Santa Barbara CA 10/2015 11/2016
Wells Fargo Clearing Services, Llc Santa Barbara CA 11/2016 10/2018
Partnervest Advisory Services, Llc. Santa Barbara CA 10/2018 10/2020
Mit Associates, Llc The Hills TX 02/2020 04/2022
Mal-1 Financial, Llc Dba Rincon Wealth Management Austin TX 10/2020 Present
Mit Associates, Llc Lakeway TX 03/2023 06/2024
  • 10/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Santa Barbara, CA
  • 11/2016 → 10/2018
    Santa Barbara, CA
  • 10/2018 → 10/2020
    Partnervest Advisory Services, Llc.
    Santa Barbara, CA
  • 02/2020 → 04/2022
    Mit Associates, Llc
    The Hills, TX
  • 10/2020 → Present
    Mal-1 Financial, Llc Dba Rincon Wealth Management
    Austin, TX
  • 03/2023 → 06/2024
    Mit Associates, Llc
    Lakeway, TX
Previous Registrations
  • 2018-10-12 → 2020-10-28
    Partnervest Advisory Services Llc
    Santa Barbara, CA
  • 2015-10-12 → 2018-10-25
    San Luis Obispo, CA
    Santa Barbara, CA
  • 2010-11-15 → 2015-10-12
    Santa Barbara, CA
    St Louis, MO
Other Businesses

1) Test Pilot Cocktails; Santa Barbara, CA; Not investment-Related; Since 12/2015; Owner/Investor in local Restaurant Bar; No time devoted to this activity. 2) Olive 1, LLC; Austin, TX; Investment-Related; Since 09/2020; Owner of Target investment fund; Devote 1 hour per week. 3) Umbra1, LLC; Austin, TX; Investment-Related; Since 12/2020; Owner of Target investment fund; Devote 1 hour per week. 4) Elevate Growth Partners, LLC / AntemIQ; Austin, TX; Not Investment-Related; Since 1/2021; Owner; Technology platform for Commercial Real Estate; No time devoted to this activity. 5) Mal-1 Financial, LLC DBA Rincon Wealth Management; Austin, TX; Investment-Related; Since 10/2018; Registered Investment Advisor; Fiduciary Investment advice; Devote 20 hours per week. 6) EGP Ventures, LLC; Austin, TX; Not Investment-Related; Since 01/2022; Part-Owner of a Hospitality business; No time devoted to this activity. 7) EMD; Austin, TX; Not Investment-Related; Since 2020; Part-Owner of a Medical Supplies business; No time devoted to this activity.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-11
  • S66 Uniform Combined State Law Examination
    2010-11-11
Other Names
  • Scott Malone

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