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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-06-10 |
| TX | RA | APPROVED | 2012-06-12 |
Branch Locations
1442 E. Austin Street, Giddings, TX 78942 • United States
2010 Hwy 71 West, La Grange, TX 78945 • United States
301 N. Washington St, Round Top, TX 78954 • United States
Round Top State Bank 8681 Hwy 77, Lexington, TX 78947 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Round Top | TX | 06/2012 | Present |
(1) 05/29/2012: Round Top State Financial Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 12/01/2014: RC3 Property Management - Real Estate Rental - Investment Related - 4599/4601/4603 Hwy 159 LaGrange, TX 78945 - Start 01/01/2015 - 4 Hr/Mo; 0 Hour(s) During Securities Trading - Triplex (3) 03/02/2015: AFLAC - Non-Variable Insurance - Investment Related - 301 N. Washington Round Top, TX 78954 - Start 03/15/2015 - 1 Hr/Mo; 0 Hour(s) During Securities Trading - Agent Selling Health and Disability Insurance (4) 09/07/2016: Cernoch & Wagner - Real Estate Rental - Investment Related - 1132 North Franklin Street, LaGrange, TX 78945 - Start 10/01/2016 - 4 Hr/Mo; 0 Hour(s) During Securities Trading - Single Family Home
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-11-12 |
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