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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

321 N Main Street, Giddings, TX 78942 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Austin TX 09/2013 04/2021
Paleo Powder Seasonings Llc Giddings TX 01/2013 Present
Avantax Advisory Services Giddings TX 04/2021 09/2025
Avantax Insurance Agency Giddngs TX 04/2021 09/2025
Avantax Investment Services, Inc. Giddings TX 04/2021 09/2025
Equity-Indexed Annities Giddings TX 08/2021 Present
Alliance Wealth Strategies Of Texas Giddings TX 06/2022 10/2024
Alliance Wealth Strategies Llc Giddings TX 06/2022 10/2024
Alliance Wealth Texas, Llc - Dba Name: Gersch Wealth Partners Giddings TX 10/2024 Present
Cetera Wealth Services, Llc El Segundo CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 09/2013 → 04/2021
    Ameriprise Financial Services, Inc.
    Austin, TX
  • 01/2013 → Present
    Paleo Powder Seasonings Llc
    Giddings, TX
  • 04/2021 → 09/2025
    Avantax Advisory Services
    Giddings, TX
  • 04/2021 → 09/2025
    Avantax Insurance Agency
    Giddngs, TX
  • 04/2021 → 09/2025
    Avantax Investment Services, Inc.
    Giddings, TX
  • 08/2021 → Present
    Equity-Indexed Annities
    Giddings, TX
  • 06/2022 → 10/2024
    Alliance Wealth Strategies Of Texas
    Giddings, TX
  • 06/2022 → 10/2024
    Alliance Wealth Strategies Llc
    Giddings, TX
  • 10/2024 → Present
    Alliance Wealth Texas, Llc - Dba Name: Gersch Wealth Partners
    Giddings, TX
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2021-04-23 → 2025-09-05
    Avantax Advisory Services
    Giddings, TX
    Round Rock, TX
    Marble Falls, TX
    Dallas, TX
  • 2013-09-13 → 2021-04-27
    Austin, TX
  • 2007-08-28 → 2013-09-17
    Austin, TX
    Austin, TX
    Pflugerville, TX
    St Louis, MO
Other Businesses

1) ALLIANCE WEALTH TEXAS, LLC - DBA NAME: GERSCH WEALTH PARTNERS 2) Paleo Powder Seasonings LLC; Managing Member; I own Paleo Powder Seasonings LLC- we are a seasoning company that sells spices and breadings to grocery stores and online stores.   I have 4 employees that handle the day to day operations.; NIR; 4; 01/31/2013; 460 W Industry St Giddings TX 78942; I am the owner of the company.  I help guide my plant manager on helping with processes, developing new products, updating packaging.  I help our sales person with processes and procedures of how to sell and how to grow the brand in the distribution centers we are in.   I own a small business.  3) Alliance Wealth Strategies LLC; manager; Independent Financial Advisor under Avantax Wealth Management ; NIR; 130; 06/13/2022; 321 N Main Street Giddings TX 78942; Financial Advisor - financial planning, investing, insurance, annuities, alternative investments.  Investment products sold will be through Avantax Affiliation  POSITION: manager NATURE: Independent Financial Advisor under Avantax Wealth Management INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/08/2024 ADDRESS: 321 N Main St, PO Box 1158, Giddings TX 78942, United States DESCRIPTION: Financial advisor- financial planning, investing, insurance, annuities, alternative investments. Investment products sold will be through Avantax Affiliation 4) NAME OF OTHER BUSINESS: SUCCESSOR TRUSTEE FOR FRIEND; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SUCCESSOR TRUSTEE FOR FRIEND; START DATE: 4/2026; POSITION/TITLE/RELATIONSHIP: SUCCESSOR TRUSTEE; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: SUCCESSOR TRUSTEE FOR FRIEND;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-23
  • S66 Uniform Combined State Law Examination
    2007-08-23
Designations
Other Names
  • Dustin K. Gersch

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