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Christopher Paul Klein

Exeter Financial, LLC

Scottsdale, AZ

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Current Employers
Exeter Financial, Llc

7001 N. Scottsdale Road Suite 1040, Scottsdale, AZ 85253-3644 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2020-07-31
  • AZ RA
    APPROVED
    Since 2020-07-31

Branch Locations

7001 N. Scottsdale Road Suite 1040, Scottsdale, AZ 85253-3644 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors Inc Phoenix AZ 08/2013 06/2020
Usaa Financial Planning Services Phoenix AZ 08/2013 06/2020
Usaa Investment Management Company San Antonio TX 01/2018 06/2020
Exeter Financial Llc Scottsdale AZ 07/2020 Present
  • 08/2013 → 06/2020
    Usaa Financial Advisors Inc
    Phoenix, AZ
  • 08/2013 → 06/2020
    Usaa Financial Planning Services
    Phoenix, AZ
  • 01/2018 → 06/2020
    Usaa Investment Management Company
    San Antonio, TX
  • 07/2020 → Present
    Exeter Financial Llc
    Scottsdale, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-10
S63 Uniform Securities Agent State Law Examination 2012-04-16
  • S66 Uniform Combined State Law Examination
    2013-10-10
  • S63 Uniform Securities Agent State Law Examination
    2012-04-16
Designations
Other Names
  • Christopher Paul Klein
  • Christopher P Klein
  • Chris Klein

View on SEC IAPD

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FAITH INVESTOR SERVICES
MERIDIAN WEALTH MANAGEMENT, LLC

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KENNETH ROY BLACKBURN
MARC ALAN NORMANN
Susanne T Gibo
PAUL JOSEPH SEIDMAN
JARON DAVID CARMICHAEL
HUSSEIN ELGOHARY

Other Offices

BRIDGELIGHT CAPITAL LLC · SCOTTSDALE, AZ
MERCER GLOBAL ADVISORS INC. · Scottsdale, AZ
LPL FINANCIAL LLC · SCOTTSDALE, AZ
IRONWOOD WEALTH ADVISORS, LLC · SCOTTSDALE, AZ
PAUL MARASCALCO REGISTERED INVESTMENT ADVISOR · SCOTTSDALE, AZ
CETERA INVESTMENT ADVISERS LLC · SCOTTSDALE, AZ
FAITH INVESTOR SERVICES · Scottsdale, AZ
MERIDIAN WEALTH MANAGEMENT, LLC · Scottsdale, AZ

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