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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-23
  • TX RA
    APPROVED
    Since 2022-05-23

Branch Locations

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

6100 Camp Bowie Blvd. Suite #24, Fort Worth, TX 76116 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Fort Worth TX 08/2010 05/2022
Kestra Investment Services, Llc Fort Worth TX 05/2022 Present
Kestra Advisory Services, Llc Fort Worth TX 05/2022 Present
  • 08/2010 → 05/2022
    Ameriprise Financial Services, Inc.
    Fort Worth, TX
  • 05/2022 → Present
    Kestra Investment Services, Llc
    Fort Worth, TX
  • 05/2022 → Present
    Fort Worth, TX
Previous Registrations
Other Businesses

Bus Name: Independent Insurance Brokering; Mutual of Omaha; February 2022; Long Term Care. Other Business Activities; Decidedly Podcast LLC; (Non-financial) Lifestyle podcast interviewing personalities with interesting stories; Host/coach; Fort Worth, TX 76109; Not Investment Related; April 2021; 1-9 hours per month; 0 during trading hours. Bus Name: DECIDEDLY PODCAST POSITION: Co-host NATURE: Educational lifestyle podcast interviewing personalities with interesting stories to share decision-making frameworks and insights. No direct compensation. INVESTMENT RELATED: Yes, # OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2021 ADDRESS: 6300 Ridglea Pl, Ste 1111, Fort Worth TX 76116 DESCRIPTION: 0 hours during trading hours. Once weekly episode recordings. Bus Name: KESTRA ADVISORY SERVICES, LLC POSITION: Financial Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes, # OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 05/23/2022 ADDRESS: 5707 Southwest Pkwy, Bldng 2, Ste 400, Austin TX 78735 DESCRIPTION: Financial advice, client service, and leadership of employees Bus Name: DECIDEDLY WEALTH MANAGEMENT POSITION: Owner/Founder NATURE: Insurance INVESTMENT RELATED: Yes, # OF HOURS: 200 SECURITIES TRADING HOURS: 130 START DATE: 05/23/2022 ADDRESS: 6300 Ridglea Place, Suite 1111, Fort Worth TX 76116 DESCRIPTION: Financial advice, client service, and leadership of employees

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-08-14
  • S66 Uniform Combined State Law Examination
    2018-08-14
Other Names
  • Sanger D Smith

View on SEC IAPD

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