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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-02-03 |
| TX | RA | APPROVED | 2019-06-13 |
| NC | RA | APPROVED | 2018-10-31 |
Branch Locations
3 Dakota Drive Suite 310, Lake Success, NY 11042 • United States
No disclosure categories reported as “Yes” on this SEC record.
1) Name: Veronica Karas, Investment-Related: No. Address: private residence Nature: Authoring books related to financial education (e.g. Money Matters) and life coaching. Position/Title: N/A Start: 11/20/2018 Hours/Month: 10 Hours during Market Hours: 0 Duties: Writing, coaching, promotion of book 2) Robbins Research International, Inc.; Investment-Related: No; 9051 Mira Mesa Blvd, San Diego, CA; Events relating to finance and wealth ; speaker ; Start; February 20, 2023 ; Hours/Month: 6; Hours during Market Hours:0 ; Duties: Onstage speaker and subject matter expert.
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