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Sean B Rosean

LPl Financial LLC

Wilmette, IL

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2014-03-12
  • IL RA
    APPROVED
    Since 2014-03-12

Branch Locations

525 4Th St, Wilmette, IL 60091 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Charleston IL 08/1990 Present
Lpl Financial Chicago IL 11/2010 Present
  • 08/1990 → Present
    Student
    Charleston, IL
  • 11/2010 → Present
    Lpl Financial
    Chicago, IL
Other Businesses

1. 11/19/2010: DBA ONLY - BEACON FINANCIAL SERVICES, INC. - CHICAGO, IL - TIME SPENT 100%.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-11
  • S66 Uniform Combined State Law Examination
    2013-11-11

View on SEC IAPD

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Other Investors

MONIKA A STELMACH
MARVIN MAURICE SIEGEL
STEVEN MEYER SIEGEL
JENNIFER L. STAPLETON
JOHN FRANKLIN VITT
ALAN ROBERT KONN
TERRY MICHAEL FINKEL
MICHAEL DAVID HERRMANN

Other Offices

CETERA INVESTMENT ADVISERS LLC · WILMETTE, IL
EQUITY SERVICES, INC. · WILMETTI, IL
UHLMANN INVESTMENT MANAGEMENT, L.L.C. · SKOKIE, IL
EP WEALTH ADVISORS · Skokie, IL
CETERA INVESTMENT ADVISERS LLC · Skokie, IL
NORTHROCK PARTNERS, LLC · Skokie, IL
SHANKERVALLEAU WEALTH ADVISORS, INC. · SKOKIE, IL
BEACON POINTE ADVISORS, LLC · SKOKIE, IL

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